Checklist Phase 2 - Information Management


	Does the laboratory have a fixed format for the Result Report?	Activity
	Does the Result Report include at least the following elements: [tick off] Name of the laboratory Personal details of the patient, including clinical information as received by the laboratory from the requester Details of the requester List of examinations performed Date of the primary sample collection Primary sample type Comments on the quality of the sample (either adequate for the examinations performed or inadequate, which could influence reliability of results) Examination results Biological reference intervals/decision values, including the “alert/critical” intervals for all examinations performed, with interpretive comments on results, if applicable. Details of the laboratory staff member reviewing the results and authorizing the report for release Date and time of release of the report	Activity
	Was the format of the Result Report discussed with regular clients of the laboratory during development?	Activity
	Is a procedure in place that ensures verification of correct transcription of results on reports?	Activity
	Is a procedure in place for authorizing Result Reports for release only if review of results has taken place and correct transcription of correct results and other important information to the report has been confirmed?	Activity
	Does the laboratory have a procedure to ensure immediate notification of the requester in case results fall within critical intervals?	Activity
	Does the laboratory record the occurrences in which results fall within critical intervals and requesters have to be notified directly (for verification purposes)?	Activity
	Does the laboratory use a method for sending the Result Reports to the requesters with a minimum risk for losing reports?	Activity
	Does the laboratory use a method for sending the Result Reports to the requester that ensures that reports are delivered as soon as possible?	Activity
	Are patient data (such as Request Forms, work forms, registers, copies of Result Reports, revised Result Reports, Immediate Notification Forms, etc.) stored securely, protected from unauthorized access?	Activity
	Are patient data (such as Request Forms, work forms, registers, copies of Result Reports, revised Result Reports, Immediate Notification Forms, etc.) stored in a logical way enabling quick and easy retrieval of data?	Activity
	Does the laboratory have an SOP for Recording, Reporting and Archiving of Results, describing at least the following procedures: Recording of results Reviewing and authorizing results for release Normal procedure for reporting of results Immediate reporting of results from urgent samples Immediate reporting of results in critical intervals Notification of clinician if turnaround time is exceeded Reporting via telephone or other electronic means Reporting of results of samples of inadequate quality but that were still tested Alteration of reports Archiving of results	Activity
	Are the procedures in the SOP for Recording, Reporting and Archiving of Results routinely and correctly implemented in practice?	Activity
	Are all staff members that are involved in any way in recording, reporting and archiving of results aware of the contents of the SOP for Recording, Reporting and Archiving of Results?	Activity
	Is the laboratory able to trace back the staff members who signed documents based on the signature or initials?	Activity
	Have all laboratory staff members signed a confidentiality agreement?	Activity
	If the laboratory stores information digitally: are weekly backups being made?	Activity
	Are backups of the computerized system stored behind lock and key in another building than the laboratory building where the computerized system is?	Activity