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Role of human rights in legal challenges

 

Key points:

  • Human rights are protected under a number of international and regional instruments as well as national laws and constitutions
  • Human rights and the WHO FCTC are mutually reinforcing
  • The WHO FCTC is “an evidence-based treaty that reaffirms the right of all people to the highest standard of health”
  • Comprehensive implementation of the WHO FCTC advances not only the realisation of the rights to health and life, but also the right to information, education, a safe and clean environment, safe working conditions, as well as the rights of vulnerable groups, such as the rights of the child, women’s rights, indigenous peoples’ rights, and the rights of economically vulnerable persons
  • The tobacco industry has frequently co-opted human rights language in legal challenges. Courts have overwhelmingly rejected these arguments
 

 

1. Introduction

As other sections of this website show, legal challenges to tobacco control measures frequently involve arguments about the scope and nature of human rights. This can be either in relation to the state’s obligation to protect the rights to life and health, or in relation to the scope of protections afforded to the commercial private sector. 

The human rights obligations of each WHO FCTC Party and the relationship with WHO FCTC implementation will depend on which human rights treaties have been ratified, their constitutional arrangements, and how such rights have been interpreted within the domestic legal system. However, all Parties to the WHO FCTC are party to at least one of the major UN human rights treaties, and most are party to several human rights treaties at both the international and regional levels. There are also significant commonalities between human rights principles at the national level. This page therefore provides general information on the link between human rights and WHO FCTC implementation, in the context of defending legal challenges to tobacco control measures.

In some countries, public interest litigation by civil society or reporting to human rights treaty bodies may also be relevant, but will not be addressed on this page. 


 

2. What are human rights?

Human rights are based on the principles of dignity, equality and mutual respect, which are shared across cultures, religions and philosophies. Human rights promote fair treatment and the ability to make free and genuine choices. The Universal Declaration of Human Rights, adopted by the United Nations General Assembly on 10 December 1948, sets out the basic rights and freedoms that apply to all people. The Universal Declaration is a foundational document for many legally-binding international human rights laws and instruments.

Human rights are enshrined in various international and regional human rights treaties and instruments, as well as in national constitutions and laws. Relevant human rights treaties at the international level include:

States which are party to these instruments undertake to respect human rights (by refraining from violations), protect human rights (by regulating to prevent human rights violations by third parties) and fulfil human rights (by taking positive measures to ensure that each person is able to enjoy their human rights).

At the international level, human rights are conferred on individuals. In some national and regional systems, legal persons may also receive some protection under human rights law.


 

3. What is the relationship between human rights and the WHO FCTC?

The WHO FCTC is an evidence-based global public health treaty which reaffirms the right of all people to the highest standard of health. The WHO FCTC acknowledges the relationship between tobacco use and human rights. It explicitly references international human rights treaties and instruments and enshrines human rights principles within its text.

The preamble to the WHO FCTC highlights the need for Parties “to give priority to their right to protect public health”. It also recalls the right to health contained in Article 12 of the ICESCR, as well as in Article 12 of the CEDAW, Article 24 of the CRC, and the preamble to the Constitution of the World Health Organization which states that the enjoyment of the highest attainable standard of health is one of the fundamental rights of every human being without distinction of race, religion, political belief, economic or social condition.

Tobacco negatively impacts the right to life, right to health, right to a healthy environment, right to education, children’s rights, women’s rights, and labour rights, among many others. For example, the right to life is implicated as tobacco is the leading cause of preventable death, while tobacco use infringes the right to health which generally requires achieving the ‘highest attainable standard of health’. Other examples include the right to a healthy environment which is implicated when cigarettes and other tobacco products impact the environment through their life-cycle from growing and manufacturing to second-hand smoke and litter, the rights of children which are infringed by tobacco marketing and products which target children, as well as labour rights which are violated when smoking and the use, growing, or manufacture of tobacco products negatively impacts the health of workers.

Human rights and the WHO FCTC are mutually reinforcing. By implementing measures required by the WHO FCTC, Parties are giving effect to their obligations contained in human rights instruments, including the obligation to protect human rights by regulating the private sector.

The tobacco industry has often co-opted human rights to challenge tobacco control measures. These legal challenges frequently invoke commercial rights, which are protected under some national and regional human rights instruments. For example, the tobacco industry has argued that WHO FCTC measures have unjustifiably restricted its property rights, or infringed its rights to trade, freedom of enterprise, and freedom of commercial speech, among others. These arguments have been overwhelmingly rejected by courts.

Human rights reporting mechanisms such as those under ICESCR or ICCPR encourage governments to advance tobacco control within their own countries. Tobacco control issues have been considered in general comments to human rights conventions, as well as by human rights monitoring bodies which review mandatory reports by countries on how they are giving effect to their human rights obligations including through the implementation of tobacco control measures:

The mutually reinforcing nature of the WHO FCTC and human rights is also highlighted in various decisions of the Governing Body of the WHO FCTC, the Conference of the Parties (COP), as well as in treaty instruments, such as strategies and guidelines for the implementation of the treaty, adopted by the COP. The COP recognized the link between the WHO FCTC and fundamental human rights in the following decisions:

  • FCTC/COP2(7) Adoption of the guidelines for implementation of Article 8 (Protection from exposure to tobacco smoke)
  • FCTC/COP4(7) Guidelines for implementation of Article 12 of the WHO Framework Convention on Tobacco Control (Education, communication, training and public awareness)
  • FCTC/COP7(29) Delhi Declaration

The COP also highlighted the importance of coordination and cooperation in strengthening the implementation of the WHO FCTC and ensuring human rights in the following decisions:

  • FCTC/COP7(13) Measures to strengthen implementation of the Convention through coordination and cooperation
  • FCTC/COP7(19) Relationship of the Convention Secretariat with other international entities: observer status
  • FCTC/COP7(26) International cooperation for implementation of the WHO FCTC, including on human rights
  • FCTC/COP8(6) Relationship of the Convention Secretariat with other international entities
  • FCTC/COP8(16) Measures to strengthen implementation of the Convention through coordination and cooperation

In addition, the COP has included human rights in various workplans and budgets:

  • FCTC/COP7(24) Workplan and budget for the financial period 2018–2019
  • FCTC/COP8(10) Workplan and budget for the financial period 2020–2021

 

4. Recognition of states’ human rights obligations to implement tobacco control measures

Courts have recognised that WHO FCTC implementation furthers the realisation of human rights. For example, measures which aim to protect people from the health consequences of tobacco consumption and exposure to tobacco smoke advance the fulfilment of the rights to life and health. A number of legal challenges have reaffirmed these connections between the WHO FCTC and human rights:

In BAT Uganda Ltd v Attorney General, et al. No. 46 of 2016 (Constitutional Court of Uganda, 2019), the Court unanimously rejected a legal challenge brought by British American Tobacco (BAT) against the Tobacco Control Act 2015 of Uganda. The Court found that the legislation was enacted with the objective of implementing the WHO FCTC and that Uganda was putting into effect the provisions of its constitution which protect the rights of its citizens including the right to life. Additionally, the Court found that the government of Uganda has a duty under the Constitution to ensure the right to a clean and healthy environment, which includes the right to clean air free from tobacco smoke and other air pollutants, and that the right to life “cannot be separated from the enjoyment of good health”.

In Claim of unconstitutionality filed by over 5000 citizens against Article 3 of Law No. 28705, Docket 00032-2010-PI/TC, 19 July 2011 (Constitutional Court of Peru), a group of five thousand individuals brought a legal action against a law which banned smoking in all enclosed public spaces. The Court noted that smoking was addictive and caused irreparable harm and emphasised the importance of the right to health under the Peruvian constitution and international law, finding that the WHO FCTC was a human rights treaty with ‘constitutional rank’, because it outlined the content of a state’s duty to protect the right to the highest attainable level of health. The Court held that the smoke free law was proportional to the constitutionally obligatory end of implementing the right to health.

In Legislative Consultation with Constitutional Division of the Supreme Court No. 2012-003918 (Costa Rica, 2012), the Constitutional Division of the Supreme Court of Justice of Costa Rica upheld legislation which included provisions that created a comprehensive ban on advertising, promotion and sponsorship of tobacco products and prohibited smoking in enclosed public places and certain private places. The Court found that the WHO FCTC, as an international convention with the goal of protecting public health, was an instrument which had the purpose of protecting fundamental rights. The Court also found that the prohibition protected non-smokers’ right to health. The Court noted that the legislation implemented the WHO FCTC and was, therefore, in line with the objective of ensuring public health in line with its international obligations on human rights matters.


 

5. The scope of commercial rights and interests and their relationship with public health and WHO FCTC implementation

The tobacco industry often invokes commercial rights and interests, such as freedom of commerce, trade, and enterprise, and property (including intellectual property) rights in challenging tobacco control measures. In some cases, tobacco companies may also invoke personal rights of consumers of tobacco products, or of persons employed by the tobacco industry. Legal challenges may also be based on procedural rights. A number of courts have examined these claims and their relationship with public health and WHO FCTC implementation.

Freedom of enterprise, commercial speech, and property rights

In Judgment C-830/10, 20 October 2010, Constitutional Court of Colombia (Colombia, 2010), the Constitutional Court of Colombia held that a comprehensive ban on the advertising and promotion of tobacco products did not violate freedom of enterprise. The Court considered that freedom of enterprise was not an absolute right and could be validly limited by the state for social objectives, the purpose of the right being to strike a balance between free market principles and state intervention. The Court considered that a restriction on freedom of enterprise was justified because the purpose of the advertising ban was to protect public health and the environment and contributed to the protection of the fundamental rights of life, health, and physical integrity, as well as collective guarantees to a healthy environment.

In British American Tobacco and Ors v Department of Health, EWHC 1169 (High Court, England and Wales, 2016) and British American Tobacco (UK) Limited and Ors v UK Department of Health, EWCA Civ 1182 (Court of Appeal, England and Wales, 2016), various tobacco companies and tipping paper manufacturers challenged the United Kingdom’s tobacco standardized (plain) packaging laws. The High Court of England and Wales dismissed the challenge on all grounds. The complainants appealed to the Court of Appeal which upheld the High Court’s decision in its entirety. The Court of Appeal rejected arguments that the plain packaging regulations violated protections for property rights under Article 1, Protocol 1 of the European Convention on Human Rights (ECHR) and Article 17 of the Charter of Fundamental Rights of the European Union (CFREU).

On Article 1, Protocol 1 of the ECHR, the Court found that the plain packaging regulations were a ‘control of use’ rather than a ‘deprivation of property’. The Court also rejected arguments that plain packaging impaired the ‘essence’ of the right to property under Article 17 of the CFREU. The Court reiterated that the essence of a trademark right was the negative right to exclude others from using similar marks, not to use the trademark. The Court also found that, like Article 1 Protocol 1 of the ECHR, Article 17 of the CFREU recognised that property rights were not absolute and could be regulated for public interest purposes. The Court found that the regulations are proportionate to their public health aims.

In British American Tobacco South Africa (Pty) Ltd v Minister of Health (South Africa, 2012), the Supreme Court of Appeal of South Africa held that a comprehensive ban on advertising and promotion of tobacco products, including by one-to-one communications between consumers and tobacco manufacturers, importers, wholesalers and retailers, did not violate the constitutional right to freedom of expression, which protects commercial speech in South Africa. The Court noted that the protection of public health interest is one of the fundamental rights that can override the interest of an individual including the freedom of expression. It held that the right to freedom of expression was not absolute. The limitation on the tobacco company's speech was reasonable and justifiable, because public health considerations and South Africa's obligations to implement a comprehensive advertising ban under WHO FCTC Article 13 outweighed the economic interests of tobacco companies and the interests of smokers as a group. In reaching its decision, the Court weighed the low value of commercial speech that seeks to promote a harmful and addictive product against the fundamental rights to health care and a healthy environment under the South African constitution.

Personal rights of consumers

In Miroslav Grcev and Stamen Filipov to the Constitutional Court (Former Yugoslav Republic of Macedonia, 2009), the Constitutional Court of Macedonia held that a ban on smoking in public places did not infringe the right to personal autonomy because it does not prevent smokers from accessing public places or interfere with their decision to smoke. Instead, it merely regulates smoking in public places by taking into account the constitutional duty of smokers not to jeopardise the life and health of others. In arriving at its decision, the Court relied on the importance of WHO FCTC implementation, and the right to health enshrined in the ICESCR.

In British American Tobacco South Africa (Pty) Ltd v Minister of Health (South Africa, 2012), the Supreme Court of Appeal of South Africa held that a comprehensive ban on advertising and promotion of tobacco products, including by one-to-one communications between consumers and tobacco manufacturers, importers, wholesalers and retailers, did not violate the constitutional right of tobacco consumers to “receive or import information or ideas” under the right to freedom of expression. The Court found that consumers could still access information about tobacco products at the point of sale, such as information about new products and package changes. The Court noted that the purpose of the ban was to protect public health and ultimately held that “limiting the right to freedom to receive or import information to consenting adult tobacco consumers on one-to-one communication with manufacturers or wholesalers [was] reasonable and justifiable”.

Procedural rights

In British American Tobacco v Cabinet Secretary for the Ministry of Health and Others (Court of Appeal of Kenya, 2017 and Supreme Court, Kenya, 2019), British American Tobacco (BAT) challenged the Tobacco Control Regulations (2014) as a whole. BAT argued, among other things, that provisions limiting interactions between public officials and the tobacco industry were discriminatory in violation of the constitutional right to freedom from discrimination. The Court of Appeal rejected this argument and found that limiting interactions between the tobacco industry and public authorities was not discriminatory. The Kenyan Constitution does not prevent distinctions based on legitimate public policy grounds. The Court was satisfied that the limitation of BAT’s rights was justifiable, reasonable and necessary under the Kenyan Constitution to ensure the enjoyment of rights and fundamental freedoms by all individuals.

The Court of Appeal also found that limiting interactions between the tobacco industry and public authorities did not violate the right to fair administrative action or the right to public participation. There was no infringement of the right to fair administrative action because the government had acted consistently with procedural requirements and rights set out in the Statutory Instrument Act and the Constitution. The Court of Appeal also found that BAT had had an adequate opportunity to make its views known through the stakeholder consultation process that had been held by the government and that BAT’s right to public participation was, therefore, not infringed.

The Court of Appeal's decision was upheld by the Supreme Court of Kenya.